As a senior internal auditor with a lot of experience, your job interview is a chance to show off your skills, knowledge, and fit for the job. We’ve put together a list of common senior internal auditor interview questions and answers from experts to help you get ready.
Common Senior Internal Auditor Interview Questions
- What experience do you have in an internal audit?
- What is your understanding of risk management?
- How do you ensure compliance with regulatory requirements?
- How do you handle conflicts with stakeholders?
- How do you communicate findings and recommendations to management?
- What audit software and tools are you familiar with?
Expert Answers to Senior Internal Auditor Interview Questions
What experience do you have in internal audit?
“I have over [insert number] years of experience in internal audit, during which I have conducted various types of audits such as financial, operational, and compliance audits. I have also developed audit plans and programs, identified areas of risk, recommended solutions to management, and communicated findings and recommendations to stakeholders.”
What is your understanding of risk management?
“Risk management is the process of identifying, assessing, and managing risks that can affect an organization’s objectives. As a senior internal auditor, I understand that risk management is an integral part of my role. I use my expertise to identify potential risks, assess their likelihood and impact, and recommend appropriate solutions to mitigate or manage them.”
How do you ensure compliance with regulatory requirements?
“I am knowledgeable in regulatory compliance standards such as Sarbanes-Oxley (SOX) and COSO. I make sure that these rules are followed by doing audits, evaluating internal controls and processes, and giving management suggestions. I also collaborate with other stakeholders such as external auditors and regulators to ensure compliance.”
How do you handle conflicts with stakeholders?
“I believe that effective communication is key to resolving conflicts. I pay close attention to what stakeholders have to say, try to understand their points of view, and give clear explanations of my findings and suggestions. I also work collaboratively to find solutions that meet everyone’s needs.”
How do you communicate findings and recommendations to management?
“I use clear and concise language to communicate my findings and recommendations to management. I present my reports in a way that makes sense and is well-organized. I highlight important points and give evidence to back them up. I also welcome feedback and questions from management to ensure that they understand the findings and recommendations.”
What audit software and tools are you familiar with?
“I know how to use software like ACL, IDEA, and SAP that is used for auditing, accounting, and data analysis. I also have experience in using Microsoft Excel and Access for data analysis and reporting.”